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Detailed Report
Tyrone K McClain
TYRONE KEITH MCCLAIN, Ty McClain, Tyrone McClain
CRD#: 4350580
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 40 MORRIS AVENUE
SUITE 200
BRYN MAWR, PA 19010
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2012 - 2018 (5 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2020 - Present (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2020 - 2020 (<1 year)BSCOTTRADE, INC. (CRD# 8206)2010 - 2012 (1 year)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2009 - 2009 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 79)2008 - 2009 (<1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2001 - 2008 (6 years)BPBHG FUND DISTRIBUTORS (CRD# 44916)2001 - 2001 (<1 year)
License(s)

State Registrations

B
Alabama 7/15/2020
B
Missouri 7/15/2020
B
California 7/15/2020
B
Montana 7/15/2020
B
Colorado 7/15/2020
B
Nebraska 7/15/2020
B
Connecticut 7/15/2020
B
New Jersey 7/15/2020
B
Delaware 7/15/2020
B
New York 7/15/2020
B
District of Columbia 7/15/2020
B
North Carolina 7/20/2020
B
Florida 7/15/2020
B
Ohio 7/15/2020
B
Georgia 7/15/2020
B
Oregon 7/15/2020
B
Hawaii 7/15/2020
B
Pennsylvania 7/15/2020
B
Idaho 7/15/2020
IA
Pennsylvania 7/15/2020
B
Illinois 7/15/2020
B
Rhode Island 7/15/2020
B
Indiana 7/15/2020
B
South Carolina 7/15/2020
B
Kentucky 7/15/2020
B
Tennessee 7/15/2020
B
Louisiana 7/15/2020
B
Texas 7/15/2020
B
Maine 7/15/2020
IA
Texas 7/15/2020
B
Maryland 7/15/2020
B
Vermont 7/15/2020
B
Massachusetts 7/15/2020
B
Virginia 7/15/2020
B
Michigan 7/15/2020
B
Wisconsin 7/15/2020
B
Minnesota 7/15/2020
B
Wyoming 7/15/2020

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
40 MORRIS AVENUE SUITE 200, BRYN MAWR, PA 19010
Registered with this firm since 7/15/2020
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
40 MORRIS AVENUE SUITE 200, BRYN MAWR, PA 19010
Registered with this firm since 7/15/2020
Previous Registration(s)
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B
 06/16/2020 - 07/15/2020 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) KNG OF PRUSSIA, PA
IA
 01/04/2018 - 10/15/2019 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) BRYN MAWR, PA
B
 01/04/2018 - 10/15/2019 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) BRYN MAWR, PA
IA
 08/24/2012 - 01/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYNE, PA
B
 06/18/2012 - 01/02/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYNE, PA
B
 07/12/2010 - 06/18/2012 SCOTTRADE, INC. (CRD#:8206) WILMINGTON, DE
B
 08/07/2009 - 11/24/2009 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) PLYMOUTH MEETING, PA
B
 10/01/2008 - 05/22/2009 J.P. MORGAN SECURITIES INC. (CRD#:79) NEWARK, DE
B
 12/20/2001 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEWARK, DE
B
 02/23/2001 - 10/22/2001 PBHG FUND DISTRIBUTORS (CRD#:44916) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.