• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JORGE G VALENZUELA
Jorge Valenzuela
CRD#: 4350330
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
San Diego, CA 92101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2023 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2016 (<1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2004 - 2005 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2001 - 2004 (2 years)
License(s)

State Registrations

B
California 10/12/2020

IA
California 1/19/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, San Diego, CA 92101
Registered with this firm since 1/19/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, San Diego, CA 92101
Registered with this firm since 8/31/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/28/2016 - 10/17/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
06/07/2005 - 04/18/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NEWPORT BEACH, CA
B
04/29/2005 - 04/18/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NEWPORT BEACH, CA
B
04/22/2004 - 05/05/2005 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
05/02/2001 - 04/24/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.