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Detailed Report
JENNIFER L PAGLIUCA
JENNIFER L SENCAR
CRD#: 4350040
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 112 Worcester Street
Wellesley, MA 02481
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2009 (4 years)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2001 - 2005 (3 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (3 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nevada 2/20/2019
B
Alaska 4/29/2022
B
New Hampshire 5/25/2022
B
Arizona 5/11/2022
B
New Jersey 10/28/2016
B
Arkansas 2/20/2019
B
New Mexico 2/20/2019
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 5/11/2022
B
North Carolina 4/20/2016
B
Connecticut 6/1/2009
B
North Dakota 2/20/2019
B
Delaware 8/16/2018
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 6/1/2009
B
Oregon 5/25/2022
B
Georgia 2/20/2019
B
Pennsylvania 5/25/2022
B
Hawaii 5/25/2022
B
Puerto Rico 2/20/2019
B
Idaho 5/25/2022
B
Rhode Island 6/1/2009
B
Illinois 2/20/2019
IA
Rhode Island 6/1/2009
B
Indiana 6/1/2009
B
South Carolina 1/30/2013
B
Iowa 5/25/2022
B
South Dakota 2/20/2019
B
Kansas 5/25/2022
B
Tennessee 5/25/2022
B
Kentucky 5/25/2022
B
Texas 2/20/2019
B
Louisiana 5/25/2022
IA
Texas 4/8/2020
B
Maine 5/25/2022
B
Utah 2/20/2019
B
Maryland 5/25/2022
B
Vermont 5/25/2022
B
Massachusetts 6/1/2009
B
Virgin Islands 5/25/2022
B
Michigan 5/25/2022
B
Virginia 5/25/2022
B
Minnesota 2/20/2019
B
Washington 2/20/2019
B
Mississippi 2/20/2019
B
West Virginia 5/25/2022
B
Missouri 4/29/2022
B
Wisconsin 2/20/2019
B
Montana 6/15/2021
B
Wyoming 5/25/2022
B
Nebraska 2/20/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
112 Worcester Street, Wellesley, MA 02481
Cumberland, RI
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
112 Worcester Street, Wellesley, MA 02481
Cumberland, RI
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 02/07/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PROVIDENCE, RI
B
 02/23/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PROVIDENCE, RI
B
 06/26/2001 - 04/05/2005 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.