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BENJAMIN M CRUM
BENJAMIN MCLAUGHLIN CRUM
CRD#: 4349712
IA
B
MORGAN STANLEYCRD#: 149777 225 E. LEMON STREET
1ST FLOOR
LAKELAND, FL 33801
1ST FLOOR
LAKELAND, FL 33801
0
Disclosures
24
Years of Experience
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State Registrations
B
Alabama 1/6/2014
B
Montana 9/15/2017
B
Arizona 3/9/2023
B
Nevada 3/9/2023
B
California 6/1/2009
B
New Hampshire 3/9/2023
B
Colorado 1/25/2011
B
New Jersey 6/1/2009
B
Connecticut 6/14/2023
B
New Mexico 3/28/2023
B
Delaware 3/9/2023
B
New York 6/1/2009
B
District of Columbia 3/9/2023
B
North Carolina 10/9/2012
B
Florida 6/1/2009
B
Ohio 3/11/2022
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Florida 6/1/2009
B
Oklahoma 7/2/2024
B
Georgia 5/29/2014
B
Pennsylvania 7/24/2012
B
Illinois 6/1/2009
B
Puerto Rico 1/14/2016
B
Indiana 3/24/2020
B
South Carolina 6/1/2009
B
Iowa 3/9/2023
B
Tennessee 3/9/2023
B
Maine 3/9/2023
B
Texas 10/11/2021
B
Maryland 11/21/2023
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Texas 10/20/2021
B
Massachusetts 3/9/2023
B
Virginia 6/1/2009
B
Michigan 9/16/2022
B
Washington 3/9/2023
B
Minnesota 6/13/2013
B
West Virginia 3/9/2023
B
Missouri 3/9/2023
B
Wisconsin 6/1/2009
SRO Registrations
B
B
B
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | WINTER HAVEN, FL | |
B | 04/02/2007 - 06/01/2009 | WINTER HAVEN, FL | |
IA | 02/17/2005 - 04/02/2007 | WINTER HAVEN, FL | |
B | 09/15/2004 - 04/02/2007 | WINTER HAVEN, FL | |
B | 11/20/2003 - 09/13/2004 | TAMPA, FL | |
B | 04/01/2002 - 11/20/2003 | TAMPA, FL | |
B | 02/26/2001 - 03/28/2002 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.