Individual Firm
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JOSHUA WIDMAN
CRD#: 4346521
IA
B
MORGAN STANLEYCRD#: 149777 Two Jericho Plaza
Jericho, NY 11753
Jericho, NY 11753
View By:
8/16/2016
Customer Dispute
Denied
State Registrations
B
Alabama 6/7/2024
B
Nebraska 6/7/2024
B
Arizona 6/7/2024
B
Nevada 6/7/2024
B
California 9/9/2022
B
New Hampshire 6/7/2024
B
Colorado 9/9/2022
B
New Jersey 9/9/2022
B
Connecticut 9/9/2022
B
New Mexico 6/7/2024
B
Delaware 9/9/2022
B
New York 9/9/2022
B
District of Columbia 6/7/2024
IA
New York 9/9/2022
B
Florida 9/9/2022
B
North Carolina 9/9/2022
B
Georgia 6/7/2024
B
Ohio 6/10/2024
B
Hawaii 6/12/2024
B
Oregon 6/7/2024
B
Idaho 6/7/2024
B
Pennsylvania 6/7/2024
B
Illinois 6/7/2024
B
Puerto Rico 6/7/2024
B
Indiana 6/7/2024
B
Rhode Island 6/7/2024
B
Iowa 10/24/2024
B
South Carolina 9/9/2022
B
Kansas 9/9/2022
B
South Dakota 6/7/2024
B
Kentucky 10/3/2024
B
Tennessee 9/9/2022
B
Louisiana 10/3/2024
B
Texas 9/9/2022
B
Maine 6/7/2024
IA
Texas 9/9/2022
B
Maryland 9/9/2022
B
Utah 6/7/2024
B
Massachusetts 9/9/2022
B
Vermont 9/9/2022
B
Michigan 6/7/2024
B
Virgin Islands 10/24/2024
B
Minnesota 6/7/2024
B
Virginia 9/9/2022
B
Mississippi 10/24/2024
B
Washington 6/7/2024
B
Missouri 6/7/2024
B
Wisconsin 6/7/2024
B
Montana 9/9/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/9/2022
B
Registered with this firm since 9/9/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/14/2013 - 09/22/2022 | MASSAPEQUA PARK, NY | |
B | 03/14/2013 - 09/22/2022 | MASSAPEQUA PARK, NY | |
IA | 02/27/2008 - 03/18/2013 | HUNTINGTON STATION, NY | |
B | 02/26/2008 - 03/18/2013 | HUNTINGTON STATION, NY | |
IA | 01/29/2008 - 02/14/2008 | HEMPSTEAD, NY | |
B | 01/23/2008 - 02/14/2008 | HEMPSTEAD, NY | |
B | 02/12/2001 - 01/15/2008 | UNIONDALE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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