Individual Firm
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DENISE ELLEN PEARMAN
CRD#: 4346262
IA
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ARGENT CAPITAL MANAGEMENT LLCCRD#: 107930 DENVER, CO
QUASAR DISTRIBUTORS, LLCCRD#: 103848 100 South Brentwood Boulevard
Suite 110
St. Louis, MO 63105
Suite 110
St. Louis, MO 63105
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Disclosures
22
Years of Experience
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State Registrations
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Alabama 2/18/2020
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Montana 2/18/2020
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Alaska 2/18/2020
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Nebraska 2/18/2020
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Arizona 2/18/2020
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Nevada 2/18/2020
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Arkansas 2/18/2020
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New Hampshire 2/18/2020
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California 2/18/2020
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New Jersey 2/18/2020
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Colorado 2/18/2020
B
New Mexico 2/18/2020
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Colorado 11/14/2024
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New York 2/18/2020
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Connecticut 2/18/2020
B
North Carolina 2/18/2020
B
Delaware 2/18/2020
B
North Dakota 2/18/2020
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District of Columbia 2/18/2020
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Ohio 2/18/2020
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Florida 2/18/2020
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Oklahoma 2/18/2020
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Georgia 2/18/2020
B
Oregon 2/18/2020
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Hawaii 2/18/2020
B
Pennsylvania 2/18/2020
B
Idaho 2/18/2020
B
Puerto Rico 2/18/2020
B
Illinois 2/18/2020
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Rhode Island 2/18/2020
B
Indiana 2/18/2020
B
South Carolina 2/18/2020
B
Iowa 2/18/2020
B
South Dakota 2/18/2020
B
Kansas 2/18/2020
B
Tennessee 2/18/2020
B
Kentucky 2/18/2020
B
Texas 2/18/2020
B
Louisiana 2/18/2020
B
Utah 2/18/2020
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Maine 2/18/2020
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Vermont 2/18/2020
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Maryland 2/18/2020
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Virgin Islands 2/18/2020
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Massachusetts 2/18/2020
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Virginia 2/18/2020
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Michigan 2/18/2020
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Washington 2/18/2020
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Minnesota 2/18/2020
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West Virginia 2/18/2020
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Mississippi 2/18/2020
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Wisconsin 2/18/2020
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Missouri 2/18/2020
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Wyoming 2/18/2020
SRO Registrations
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Registered with this firm since 2/18/2020
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/07/2015 - 02/05/2018 | Greenwood Village, CO | |
B | 01/24/2012 - 10/31/2014 | GREENWOOD VILLAGE, CO | |
B | 09/13/2010 - 11/18/2011 | CHICAGO, IL | |
B | 01/02/2009 - 07/12/2010 | MINNEAPOLIS, MN | |
B | 01/02/2008 - 01/02/2009 | MINNEAPOLIS, MN | |
B | 12/14/2005 - 12/31/2007 | MINNEAPOLIS, MN | |
B | 03/15/2002 - 12/31/2005 | JENKINTOWN, PA | |
B | 07/05/2001 - 01/08/2002 | PORTLAND, ME |
MINNEAPOLIS, MN
01/02/2009 - 07/12/2010
JENKINTOWN, PA
03/15/2002 - 12/31/2005
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.