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GAVIN PHILLIP LUCCA
CRD#: 4345148
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 ONE UNIVERSITY OFFICE PARK
29 & 95 SAWYER ROAD
WALTHAM, MA 02453
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - Present (19 years)BCCO INVESTMENT SERVICES CORP. (CRD# 39550)2002 - 2005 (3 years)BSCUDDER DISTRIBUTORS, INC. (CRD# 37306)2001 - 2002 (<1 year)BSCUDDER INVESTOR SERVICES, INC. (CRD# 754)2001 - 2001 (<1 year)IACCO INVESTMENT SERVICES CORP. (CRD# 39550)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Massachusetts 11/30/2005

IA
Massachusetts 12/7/2005

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Registered with this firm since 12/7/2005

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
ONE UNIVERSITY OFFICE PARK 29 & 95 SAWYER ROAD, WALTHAM, MA 02453
Registered with this firm since 11/30/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/19/2005 - 11/28/2005 CCO INVESTMENT SERVICES CORP. (CRD#:39550) QUINCY, MA
B
05/17/2002 - 11/28/2005 CCO INVESTMENT SERVICES CORP. (CRD#:39550) JOHNSTON, RI
B
10/19/2001 - 05/07/2002 SCUDDER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
B
04/16/2001 - 10/19/2001 SCUDDER INVESTOR SERVICES, INC. (CRD#:754) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.