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Detailed Report
RACHAEL MARIE JOHNSON
CRD#: 4343749
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Investment Adviser
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Previous Broker
BERNARD & JOHNSON FAMILY WEALTH MANAGEMENTCRD#: 283871 201 S. LAKE AVENUE
SUITE 502
PASADENA, CA 91101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2016 (7 years)IABERNARD & JOHNSON FAMILY WEALT... (CRD# 283871)2016 - Present (8 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2001 - 2005 (4 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2003 - 2005 (2 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2001 - 2002 (1 year)
License(s)

State Registrations

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California 7/1/2016
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Oregon 5/21/2021
Current Registration(s)
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BERNARD & JOHNSON FAMILY WEALTH MANAGEMENT (CRD#:283871)
201 S. LAKE AVENUE SUITE 502, PASADENA, CA 91101
Registered with this firm since 7/1/2016
Previous Registration(s)
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 03/16/2009 - 07/05/2016 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) PASADENA, CA
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 03/13/2009 - 07/05/2016 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) PASADENA, CA
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 04/06/2005 - 03/17/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
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 04/06/2005 - 03/17/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
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 01/30/2003 - 04/08/2005 SIGNATOR INVESTORS, INC. (CRD#:468) ANAHEIM, CA
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 04/16/2001 - 04/08/2005 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
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 10/29/2001 - 12/31/2002 SIGNATOR INVESTORS, INC. (CRD#:468) ANAHEIM, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.