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Terence Owen Smith
TERENCE O SMITH, TERENCE OWEN SMITH, TERRY SMITH
CRD#: 4343726
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 Flagstaff, AZ
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BSECURITIES AMERICA, INC. (CRD# 10205)2010 - 2020 (10 years)BHORACE MANN INVESTORS INC (CRD# 11643)2010 - 2010 (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2008 - 2008 (<1 year)BAIG RETIREMENT ADVISORS, INC. (CRD# 42803)2001 - 2008 (7 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)2001 - 2001 (<1 year)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2013 - 2020 (7 years)IAAIG RETIREMENT ADVISORS, INC. (CRD# 42803)2003 - 2008 (4 years)
Disclosure(s)
View By:
10/26/2022
Judgment / Lien
License(s)

State Registrations

B
Arizona 11/3/2020

B
Florida 11/3/2020

IA
Arizona 11/10/2020

B
South Carolina 11/3/2020

B
California 3/29/2024

B
Tennessee 11/3/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Flagstaff, AZ
Registered with this firm since 11/10/2020

B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
Flagstaff, AZ
Registered with this firm since 11/3/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/17/2013 - 11/04/2020 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) FLAGSTAFF, AZ
B
09/29/2010 - 11/04/2020 SECURITIES AMERICA, INC. (CRD#:10205) FLAGSTAFF, AZ
B
03/03/2010 - 11/16/2010 HORACE MANN INVESTORS INC (CRD#:11643) ZEPHYRHILLS, FL
B
02/27/2008 - 05/09/2008 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) ZEPHYRHILLS, FL
IA
11/13/2003 - 03/07/2008 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) TAMPA, FL
B
02/13/2001 - 03/07/2008 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
02/13/2001 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.