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Detailed Report
George P. Conkle
GEORGE P CONKLE, GEORGE PAUL CONKLE
CRD#: 4342528
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8111 Preston Road
Suite #230
Dallas, TX 75225
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2012 (<1 year)3 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - Present (10 years)BEDWARD JONES (CRD# 250)2006 - 2007 (<1 year)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2006 - 2006 (<1 year)BEDWARD JONES (CRD# 250)2001 - 2005 (4 years)IAEDWARD JONES (CRD# 250)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 7/2/2018
B
New Mexico 4/20/2022
B
California 5/5/2016
B
New York 8/24/2021
B
Colorado 10/11/2019
B
North Carolina 6/11/2018
B
Connecticut 3/15/2017
B
Oklahoma 2/10/2015
B
Florida 2/19/2015
B
Oregon 8/25/2016
B
Indiana 12/2/2014
B
Pennsylvania 5/14/2024
B
Maryland 8/20/2018
B
South Carolina 2/25/2020
B
Massachusetts 10/4/2024
B
Texas 8/19/2014
B
Minnesota 7/31/2024
IA
Texas 8/19/2014
B
Missouri 7/20/2017
B
Utah 3/27/2025
B
Montana 3/27/2025
B
Virginia 9/30/2014
B
Nevada 8/7/2015
B
Washington 5/27/2016
IA
New Mexico 1/11/2022
B
Wisconsin 8/28/2017

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 Preston Road Suite #230, Dallas, TX 75225
Registered with this firm since 8/19/2014
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8111 Preston Road Suite #230, Dallas, TX 75225
Registered with this firm since 8/8/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/01/2012 - 08/14/2014 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) FORT WORTH, TX
IA
 11/01/2012 - 08/14/2014 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
B
 10/31/2012 - 08/14/2014 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
IA
 10/01/2012 - 10/05/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) ARLINGTON, TX
B
 10/01/2012 - 10/05/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) ARLINGTON, TX
IA
 09/27/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ARLINGTON, TX
B
 09/27/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ARLINGTON, TX
IA
 06/01/2009 - 09/22/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ARLINGTON, TX
B
 06/01/2009 - 09/22/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ARLINGTON, TX
IA
 02/20/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ARLINGTON, TX
B
 02/20/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ARLINGTON, TX
IA
 06/21/2007 - 02/23/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ARLINGTON, TX
B
 06/08/2007 - 02/23/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ARLINGTON, TX
IA
 03/30/2007 - 05/25/2007 EDWARD JONES (CRD#:250) DALLAS, TX
B
 11/27/2006 - 05/25/2007 EDWARD JONES (CRD#:250) DALLAS, TX
B
 06/01/2006 - 12/12/2006 H.D. VEST INVESTMENT SERVICES (CRD#:13686) ADDISON, TX
B
 03/27/2001 - 09/15/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.