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RICHARD THOMAS STEURY
CRD#: 4341938
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 40 PARK AVENUE WEST
MANSFIELD, OH 44902-1603
MANSFIELD, OH 44902-1603
0
Disclosures
23
Years of Experience
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State Registrations
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Alabama 11/3/2021
B
Montana 10/9/2019
B
Arizona 2/7/2007
B
Nevada 4/30/2019
B
California 1/11/2007
B
New Hampshire 1/21/2016
IA
California 1/11/2007
B
New Jersey 12/19/2018
B
Colorado 2/7/2007
B
New York 1/11/2024
B
Florida 2/1/2007
B
North Carolina 2/2/2007
B
Georgia 2/6/2007
B
Ohio 1/11/2007
B
Idaho 10/25/2019
IA
Ohio 1/16/2007
B
Illinois 9/30/2013
B
Oklahoma 3/11/2024
B
Indiana 1/31/2007
B
Oregon 6/6/2014
B
Iowa 2/2/2007
B
Pennsylvania 11/1/2016
B
Kentucky 1/15/2014
B
South Carolina 10/31/2016
B
Louisiana 1/11/2024
B
Texas 7/12/2018
B
Maryland 5/16/2011
IA
Texas 11/29/2018
B
Massachusetts 3/14/2007
B
Utah 7/12/2018
B
Michigan 2/7/2007
B
Vermont 7/9/2018
B
Minnesota 1/11/2024
B
Virginia 2/7/2007
B
Missouri 1/11/2024
B
Washington 1/11/2024
SRO Registrations
B
B
B
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IA
Registered with this firm since 1/11/2007
B
Registered with this firm since 1/11/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2006 - 01/22/2007 | MANSFIELD, OH | |
B | 07/12/2002 - 01/22/2007 | MANSFIELD, OH | |
B | 03/19/2001 - 08/01/2002 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.