Individual Firm
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CURTIS ALAN HAMILTON
CRD#: 4341933
IA
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 1035 Frederica St
Suite 100
Owensboro, KY 42301
Suite 100
Owensboro, KY 42301
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Florida 11/3/2020
B
North Carolina 1/3/2024
B
Illinois 11/3/2020
B
South Carolina 11/3/2020
B
Indiana 11/3/2020
B
Tennessee 11/3/2020
B
Kentucky 11/3/2020
IA
Texas 11/3/2020
IA
Kentucky 11/3/2020
B
Virginia 11/3/2020
B
Minnesota 11/3/2020
B
Wisconsin 11/3/2020
B
New York 11/3/2020
SRO Registrations
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B
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IA
Registered with this firm since 11/3/2020
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Registered with this firm since 11/3/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 11/19/2020 | OWENSBORO, KY | |
B | 01/01/2008 - 11/19/2020 | OWENSBORO, KY | |
B | 03/13/2001 - 01/03/2008 | OWENSBORO, KY | |
IA | 10/28/2003 - 01/01/2008 | OWENSBORO, KY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.