Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CURTIS ALAN HAMILTON
CRD#: 4341933
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 1035 Frederica St
Suite 100
Owensboro, KY 42301
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2020 (12 years)2 FIRMS2020 - Present (4 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2008 (6 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)
License(s)

State Registrations

B
Florida 11/3/2020
B
North Carolina 1/3/2024
B
Illinois 11/3/2020
B
South Carolina 11/3/2020
B
Indiana 11/3/2020
B
Tennessee 11/3/2020
B
Kentucky 11/3/2020
IA
Texas 11/3/2020
IA
Kentucky 11/3/2020
B
Virginia 11/3/2020
B
Minnesota 11/3/2020
B
Wisconsin 11/3/2020
B
New York 11/3/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
1035 Frederica St Suite 100, Owensboro, KY 42301
Registered with this firm since 11/3/2020
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
1035 Frederica St Suite 100, Owensboro, KY 42301
Registered with this firm since 11/3/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/01/2008 - 11/19/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OWENSBORO, KY
B
 01/01/2008 - 11/19/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OWENSBORO, KY
B
 03/13/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) OWENSBORO, KY
IA
 10/28/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) OWENSBORO, KY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.