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Detailed Report
ZAHID SADIQ
CRD#: 4341878
IA
Investment Adviser
B
Broker
MUTUAL ADVISORS, LLCCRD#: 167658 Carpinteria, CA
MUTUAL SECURITIES, INC.CRD#: 13092 Carpinteria, CA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BMUTUAL SECURITIES, INC. (CRD# 13092)2012 - 2015 (2 years)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2001 - 2011 (10 years)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2015 - 2018 (3 years)IAMUTUAL ADVISORS, LLC (CRD# 167658)2013 - 2015 (1 year)IAMUTUAL SECURITIES, INC. (CRD# 13092)2012 - 2013 (1 year)IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2008 - 2011 (3 years)
License(s)

State Registrations

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California 3/14/2018
B
California 8/24/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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MUTUAL SECURITIES, INC. (CRD#:13092)
Carpinteria, CA
Registered with this firm since 4/20/2018
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MUTUAL ADVISORS, LLC (CRD#:167658)
Carpinteria, CA
Registered with this firm since 3/14/2018
Previous Registration(s)
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 02/10/2015 - 03/09/2018 MERCER GLOBAL ADVISORS INC. (CRD#:147363) SANTA BARBARA, CA
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 06/25/2013 - 02/09/2015 MUTUAL ADVISORS, LLC (CRD#:167658) CAMARILLO, CA
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 05/21/2012 - 02/09/2015 MUTUAL SECURITIES, INC. (CRD#:13092) CAMARILLO, CA
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 05/21/2012 - 07/09/2013 MUTUAL SECURITIES, INC. (CRD#:13092) CAMARILLO, CA
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 03/18/2008 - 08/26/2011 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
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 07/05/2001 - 08/26/2011 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) CARPINTERIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.