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RACHEL E. LAUG
RACHEL E LAUG, RACHEL E VISSER, RACHEL ELISABETH VISSER
CRD#: 4341701
IA
B
MORGAN STANLEYCRD#: 149777 5122 Cascade Road
1st Floor
Grand Rapids, MI 49546
1st Floor
Grand Rapids, MI 49546
0
Disclosures
22
Years of Experience
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State Registrations
B
Alabama 1/2/2019
B
Michigan 6/1/2009
B
Alaska 1/8/2020
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Michigan 5/20/2010
B
Arizona 1/8/2020
B
Minnesota 8/30/2023
B
California 6/1/2009
B
Montana 1/8/2020
IA
California 6/1/2009
B
Nebraska 9/10/2021
B
Colorado 9/22/2022
B
Nevada 3/18/2018
B
Connecticut 4/13/2022
B
New Jersey 1/8/2020
B
Delaware 5/24/2016
B
New York 11/26/2010
B
Florida 1/8/2020
B
North Carolina 4/15/2019
B
Georgia 1/8/2020
B
Ohio 7/5/2012
B
Idaho 8/9/2021
B
Oregon 1/8/2020
B
Illinois 1/8/2020
B
Pennsylvania 8/27/2019
B
Indiana 5/3/2024
B
Rhode Island 5/15/2023
B
Iowa 1/25/2024
B
Tennessee 11/12/2020
B
Kentucky 1/8/2020
B
Texas 1/8/2020
B
Louisiana 1/8/2020
IA
Texas 3/26/2020
B
Maine 3/31/2021
B
Utah 7/3/2012
B
Maryland 1/10/2018
B
Virginia 7/3/2012
B
Massachusetts 1/15/2020
B
Wisconsin 5/3/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/28/2007 - 06/01/2009 | GRAND RAPIDS, MI | |
B | 11/27/2007 - 06/01/2009 | GRAND RAPIDS, MI | |
B | 04/10/2002 - 11/29/2007 | GRAND RAPIDS, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.