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Mitchell Sosa
MITCHELL JOSEPH GALLEGOS, MITCHELL JOSEPH SOSA
CRD#: 4341668
IA
B
PRIMERICA ADVISORSCRD#: 10111 738 HIGHWAY 6 SOUTH
STE 100
HOUSTON, TX 77079
STE 100
HOUSTON, TX 77079
0
Disclosures
5
Years of Experience
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State Registrations
B
Texas 6/9/2022
IA
Texas 8/3/2022
SRO Registrations
B
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IA
Registered with this firm since 8/3/2022
B
Registered with this firm since 2/14/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/29/2001 - 09/03/2003 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.