Individual Firm
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NICHOLAS JOSEPH REILAND
CRD#: 4340772
IA
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VANTAGE POINT FINANCIAL, LLCCRD#: 305016 2443 WARRENVILLE ROAD
SUITE 630
LISLE, IL 60532
SUITE 630
LISLE, IL 60532
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Illinois 12/18/2019
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Missouri 8/16/2021
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Iowa 5/28/2020
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Texas 1/23/2020
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Registered with this firm since 12/18/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/04/2011 - 01/20/2020 | LISLE, IL | |
B | 01/04/2011 - 12/31/2019 | LISLE, IL | |
IA | 10/05/2009 - 01/11/2011 | DOWNERS GROVE, IL | |
B | 10/05/2009 - 01/11/2011 | DOWNERS GROVE, IL | |
IA | 07/08/2003 - 10/05/2009 | NAPERVILLE, IL | |
B | 03/05/2001 - 10/05/2009 | NAPERVILLE, IL |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.