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Detailed Report
Chad Michael Epting
CRD#: 4339746
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 360 EXCHANGE ST NW STE 104
CONCORD, NC 28027
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BPROEQUITIES, INC. (CRD# 15708)2004 - 2017 (13 years)
License(s)

State Registrations

B
Arizona 11/6/2017
B
North Carolina 8/14/2017
B
California 11/21/2017
IA
North Carolina 9/5/2017
B
Connecticut 10/6/2021
B
Ohio 11/6/2017
B
Florida 11/6/2017
B
Oregon 10/6/2021
B
Georgia 6/3/2019
B
Pennsylvania 11/6/2017
B
Illinois 11/6/2017
B
South Carolina 11/6/2017
B
Indiana 10/6/2021
B
Tennessee 10/6/2021
B
Maryland 10/6/2021
B
Texas 3/24/2021
B
Massachusetts 10/6/2021
IA
Texas 3/25/2021
B
Michigan 10/6/2021
B
Vermont 10/6/2021
B
Montana 10/6/2021
B
Virginia 6/1/2021
B
Nevada 10/6/2021
B
Washington 4/15/2020
B
New Jersey 5/23/2018
B
West Virginia 12/22/2017
B
New Mexico 10/6/2021
B
Wisconsin 7/9/2019
B
New York 3/24/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
360 EXCHANGE ST NW STE 104, CONCORD, NC 28027
Registered with this firm since 9/5/2017
B
EDWARD JONES (CRD#:250)
360 EXCHANGE ST NW STE 104, CONCORD, NC 28027
Registered with this firm since 8/14/2017
Previous Registration(s)
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B
 05/12/2004 - 08/08/2017 PROEQUITIES, INC. (CRD#:15708) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.