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JOSHUA LEE PACE
JOSH PACE, Joshua Lee Pace
CRD#: 4339355
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3059 TOWNSGATE RD
4TH FL, STE 400
WESTLAKE VILLAGE, CA 91361
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - 2023 (4 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2001 (<1 year)
License(s)

State Registrations

B
Arizona 6/2/2023

B
Nevada 4/9/2024

B
California 6/2/2023

B
New Mexico 6/2/2023

IA
California 6/5/2023

B
New York 6/2/2023

B
Connecticut 6/2/2023

B
Tennessee 12/10/2024

B
Florida 6/2/2023

B
Texas 6/2/2023

B
Idaho 6/2/2023

B
Utah 6/2/2023

B
Indiana 6/2/2023

B
Washington 6/2/2023

B
Massachusetts 6/2/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3059 TOWNSGATE RD 4TH FL, STE 400, WESTLAKE VILLAGE, CA 91361
THOUSAND OAKS, CA
Registered with this firm since 6/5/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3059 TOWNSGATE RD 4TH FL, STE 400, WESTLAKE VILLAGE, CA 91361
THOUSAND OAKS, CA
Registered with this firm since 6/2/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/26/2018 - 06/06/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) Encino, CA
B
10/26/2018 - 06/06/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) Encino, CA
IA
10/15/2009 - 10/30/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
09/16/2009 - 10/30/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE VILLAGE, CA
B
03/26/2001 - 11/20/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.