Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ERIC KROUSE
ERIC DOUGLAS KROUSE
CRD#: 4338577
IA
Investment Adviser
B
Broker
PINNACLE INVESTMENTS, LLCCRD#: 142910 5845 WIDEWATERS PKWY
STE 300
EAST SYRACUSE, NY 13057
Registration History
2002200420062008201020122014201620182020202220242026IAPINNACLE INVESTMENTS, LLC (CRD# 142910)2021 - Present (4 years)BPINNACLE INVESTMENTS, LLC (CRD# 142910)2007 - Present (17 years)BPINNACLE INVESTMENTS, INC. (CRD# 40686)2005 - 2007 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2005 (4 years)
License(s)

State Registrations

B
Alabama 6/19/2007
B
Montana 3/21/2022
B
Alaska 3/21/2022
B
Nebraska 12/24/2011
B
Arizona 3/21/2022
B
Nevada 3/21/2022
B
Arkansas 3/21/2022
B
New Hampshire 12/24/2011
B
California 9/10/2007
B
New Jersey 6/15/2007
B
Colorado 3/21/2022
IA
New Jersey 3/12/2025
B
Connecticut 10/7/2016
B
New York 6/13/2007
B
Delaware 3/21/2022
IA
New York 4/12/2021
B
District of Columbia 1/10/2019
B
North Carolina 7/9/2007
B
Florida 1/20/2015
B
North Dakota 3/21/2022
B
Georgia 8/30/2007
B
Ohio 3/21/2022
B
Hawaii 3/21/2022
B
Oklahoma 3/21/2022
B
Idaho 3/21/2022
B
Oregon 4/20/2015
B
Illinois 3/21/2022
B
Pennsylvania 6/18/2007
B
Indiana 3/21/2022
B
Rhode Island 3/21/2022
B
Iowa 3/21/2022
B
South Carolina 3/21/2022
B
Kansas 3/21/2022
B
South Dakota 3/28/2021
B
Kentucky 3/21/2022
B
Texas 3/21/2022
B
Louisiana 3/21/2022
B
Utah 5/12/2015
B
Maine 3/21/2022
B
Vermont 3/21/2022
B
Maryland 3/11/2008
B
Virginia 12/24/2011
B
Massachusetts 6/20/2007
B
Washington 3/21/2022
B
Michigan 3/21/2022
B
West Virginia 3/21/2022
B
Minnesota 3/21/2022
B
Wisconsin 3/21/2022
B
Mississippi 3/21/2022
B
Wyoming 3/21/2022
B
Missouri 3/21/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PINNACLE INVESTMENTS, LLC (CRD#:142910)
5845 WIDEWATERS PKWY STE 300, EAST SYRACUSE, NY 13057
Registered with this firm since 4/12/2021
B
PINNACLE INVESTMENTS, LLC (CRD#:142910)
5845 WIDEWATERS PKWY STE 300, EAST SYRACUSE, NY 13057
Registered with this firm since 6/8/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/01/2005 - 07/16/2007 PINNACLE INVESTMENTS, INC. (CRD#:40686) EAST SYRACUSE, NY
B
 03/02/2001 - 11/25/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.