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Gina M Holt
GINA MARIE HOLT
CRD#: 4337700
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2007 (5 years)BTHE ROBINSON-HUMPHREY COMPANY, LLC (CRD# 723)2001 - 2002 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 3/16/2007

B
Michigan 2/26/2020

B
Arizona 8/21/2013

B
Minnesota 12/14/2022

B
Colorado 3/4/2024

B
Mississippi 6/14/2018

B
Florida 3/16/2007

B
Missouri 6/27/2014

B
Georgia 3/16/2007

B
North Carolina 1/5/2009

IA
Georgia 1/5/2016

B
Oregon 11/5/2024

B
Illinois 11/27/2018

B
Tennessee 6/21/2023

B
Indiana 10/24/2018

B
Texas 1/20/2010

B
Iowa 8/17/2022

IA
Texas 1/20/2010

IA
Kansas 6/12/2014

B
Utah 5/29/2020

B
Kansas 11/9/2020

B
Wisconsin 2/9/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 4/10/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 3/16/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/19/2003 - 03/26/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ALBANY, GA
B
01/02/2002 - 03/26/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ALBANY, GA
B
03/02/2001 - 01/02/2002 THE ROBINSON-HUMPHREY COMPANY, LLC (CRD#:723) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.