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Detailed Report
JASON SCOTT SWEDO
JASON S SWEDO, JASON S. SWEDO
CRD#: 4336671
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 INVERNESS, IL
CETERA ADVISOR NETWORKS LLCCRD#: 13572 INVERNESS, IL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2021 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2014 - 2015 (<1 year)BKNIGHT CAPITAL AMERICAS, L.P. (CRD# 38599)2012 - 2012 (<1 year)BVAN KAMPEN FUNDS INC. (CRD# 6939)2004 - 2007 (3 years)BNUVEEN INVESTMENTS, LLC (CRD# 469)2001 - 2004 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IACEDAR CAPITAL, LLC (CRD# 174020)2015 - 2015 (<1 year)IAASTOR INVESTMENT MANAGEMENT LLC (CRD# 169679)2014 - 2014 (<1 year)IAVAN KAMPEN ADVISORS INC (CRD# 104703)2005 - 2007 (2 years)IANUVEEN ASSET MANAGEMENT, INC. (CRD# 104626)2002 - 2004 (1 year)
License(s)

State Registrations

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Alabama 6/9/2021
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Missouri 6/9/2021
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Arizona 6/9/2021
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Nebraska 6/9/2021
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Arkansas 6/9/2021
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Nevada 1/3/2022
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California 6/9/2021
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New Hampshire 6/9/2021
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Colorado 6/9/2021
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New Mexico 6/9/2021
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Florida 6/10/2021
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New York 6/9/2021
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Georgia 6/9/2021
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North Carolina 6/9/2021
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Illinois 6/9/2021
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Ohio 6/9/2021
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Illinois 6/29/2023
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Pennsylvania 6/9/2021
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Indiana 6/9/2021
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Tennessee 2/2/2024
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Iowa 6/9/2021
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Texas 6/9/2021
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Kentucky 6/9/2021
IA
Texas 6/29/2023
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Massachusetts 6/9/2021
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Virginia 6/9/2021
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Michigan 6/9/2021
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Wisconsin 6/9/2021
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Minnesota 6/9/2021

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
INVERNESS, IL
Registered with this firm since 6/29/2023
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CETERA ADVISOR NETWORKS LLC (CRD#:13572)
INVERNESS, IL
Registered with this firm since 6/9/2021
Previous Registration(s)
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 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
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 03/07/2017 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) INVERNESS, IL
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 03/02/2017 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) INVERNESS, IL
IA
 08/10/2015 - 03/06/2017 ASTOR INVESTMENT MANAGEMENT LLC (CRD#:169679) CHICAGO, IL
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 07/27/2015 - 02/01/2017 NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159) ELKHORN, NE
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 11/26/2014 - 07/10/2015 FORESIDE FUND SERVICES, LLC (CRD#:46106) Chicago, IL
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 02/25/2015 - 03/18/2015 CEDAR CAPITAL, LLC (CRD#:174020) CHICAGO, IL
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 01/02/2014 - 10/20/2014 ASTOR INVESTMENT MANAGEMENT LLC (CRD#:169679) CHICAGO, IL
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 07/18/2013 - 06/11/2014 NATIONAL SECURITIES CORPORATION (CRD#:7569) CHICAGO, IL
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 07/19/2013 - 01/08/2014 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) CHICAGO, IL
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 06/07/2012 - 07/15/2013 ASTOR ASSET MANAGEMENT LLC (CRD#:116408) CHICAGO, IL
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 07/02/2012 - 07/15/2013 KNIGHT CAPITAL AMERICAS LLC (CRD#:149823) NEW YORK, NY
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 06/07/2012 - 07/02/2012 KNIGHT CAPITAL AMERICAS, L.P. (CRD#:38599) JERSEY CITY, NJ
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 01/25/2010 - 05/10/2012 FIRST TRUST ADVISORS LP (CRD#:107027) WHEATON, IL
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 01/25/2010 - 05/10/2012 FIRST TRUST PORTFOLIOS L.P. (CRD#:28519) WHEATON, IL
IA
 10/26/2007 - 12/18/2009 MANAGERS INVESTMENT GROUP LLC (CRD#:27314) CHICAGO, IL
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 10/26/2007 - 12/18/2009 MANAGERS DISTRIBUTORS, INC. (CRD#:27314) STAMFORD, CT
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 06/08/2005 - 10/09/2007 VAN KAMPEN ADVISORS INC (CRD#:104703) OAKBROOK TERRACE, IL
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 05/10/2004 - 10/09/2007 VAN KAMPEN FUNDS INC. (CRD#:6939) OAKBROOK TERRACE, IL
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 11/06/2002 - 05/11/2004 NUVEEN ASSET MANAGEMENT, INC. (CRD#:104626) CHICAGO, IL
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 02/22/2001 - 05/06/2004 NUVEEN INVESTMENTS, LLC (CRD#:469) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.