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Detailed Report
LILY MEIXIA HO
LILY M HO, WEI XIA He, Lily Meixia Ho, Lily Ho
CRD#: 4336165
IA
Investment Adviser
B
Broker
JPL WEALTH MANAGEMENTCRD#: 324503 4002 E US HWY 290
DRIPPING SPRINGS, TX 78620
J.K. FINANCIAL SERVICES, INC.CRD#: 103728 Austin, TX
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - 2012 (2 years)IAJPL WEALTH MANAGEMENT (CRD# 324503)2023 - Present (2 years)BJ.K. FINANCIAL SERVICES, INC. (CRD# 103728)2012 - Present (12 years)
Disclosure(s)
View By:
7/21/2011
Customer Dispute
Denied
License(s)

State Registrations

B
California 10/3/2012
B
Texas 8/14/2022
IA
California 4/5/2023
IA
Texas 3/31/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JPL WEALTH MANAGEMENT (CRD#:324503)
4002 E US HWY 290, DRIPPING SPRINGS, TX 78620
Registered with this firm since 3/31/2023
B
J.K. FINANCIAL SERVICES, INC. (CRD#:103728)
Austin, TX
4002 E US Hwy 290, Dripping Springs, TX 78620
Registered with this firm since 10/3/2012
Previous Registration(s)
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IA
 11/24/2009 - 09/14/2012 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) WALNUT, CA
B
 11/24/2009 - 09/14/2012 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) WALNUT, CA
IA
 06/24/2002 - 06/02/2009 AXA ADVISORS, LLC (CRD#:6627) ARCADIA, CA
B
 03/19/2002 - 06/02/2009 AXA ADVISORS, LLC (CRD#:6627) ARCADIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.