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SUMMER MELISSA DIAZ
SUMMER MELISSA BERMAN
CRD#: 4335467
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8390 SW 72nd Ave
Ste 142B
MIAMI, FL 33143-7664
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - Present (23 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (5 years)
Disclosure(s)
View By:
10/18/2023
Customer Dispute
Denied
3/3/2017
Customer Dispute
Denied
2/17/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 10/23/2009

B
Missouri 11/1/2019

B
Florida 7/3/2001

B
New Jersey 2/24/2021

IA
Florida 6/26/2003

B
North Carolina 9/13/2016

B
Georgia 6/20/2005

B
South Carolina 12/20/2019

B
Iowa 8/6/2020

B
Texas 11/23/2020

IA
Iowa 4/29/2024

IA
Texas 11/24/2020

B
Kansas 4/9/2001

B
Washington 10/5/2018

B
Minnesota 10/27/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8390 SW 72nd Ave Ste 142B, MIAMI, FL 33143-7664
Waverly, IA
Registered with this firm since 4/10/2001

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8390 SW 72nd Ave Ste 142B, MIAMI, FL 33143-7664
Waverly, IA
Registered with this firm since 3/1/2001

Previous Registration(s)
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B
03/01/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.