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KRISTEN R QUICK
KRISTEN R CONTE, KRISTEN RENEE CONTE, KRISTEN ^ CONTE ^, KRISTEN RENEE KEMPF, KRISTEN ^ KEMPF ^…
CRD#: 4335433
IA
B
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 West Putnam Avenue
2nd floor
GREENWICH, CT 06830
2nd floor
GREENWICH, CT 06830
0
Disclosures
23
Years of Experience
View By:
State Registrations
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Alabama 9/22/2023
B
Montana 9/21/2023
B
Arizona 9/21/2023
B
New Hampshire 9/21/2023
B
California 9/21/2023
B
New Jersey 9/21/2023
B
Colorado 9/21/2023
B
New Mexico 9/21/2023
B
Connecticut 9/21/2023
B
New York 9/21/2023
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Connecticut 9/21/2023
B
North Carolina 9/21/2023
B
Delaware 9/21/2023
B
Ohio 9/21/2023
B
District of Columbia 9/21/2023
B
Oregon 9/21/2023
B
Florida 9/21/2023
B
Pennsylvania 9/21/2023
B
Georgia 9/21/2023
B
Rhode Island 9/21/2023
B
Hawaii 9/21/2023
B
South Carolina 9/21/2023
B
Illinois 9/21/2023
B
Tennessee 9/21/2023
B
Indiana 9/21/2023
B
Texas 9/21/2023
B
Kansas 9/21/2023
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Texas 9/21/2023
B
Kentucky 9/21/2023
B
Utah 9/21/2023
B
Louisiana 9/21/2023
B
Vermont 9/21/2023
B
Maine 9/21/2023
B
Virginia 9/21/2023
B
Maryland 9/21/2023
B
Washington 9/21/2023
B
Massachusetts 9/21/2023
B
Wisconsin 9/21/2023
B
Minnesota 9/21/2023
B
Wyoming 9/21/2023
SRO Registrations
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B
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B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/21/2023
B
Registered with this firm since 9/21/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/11/2008 - 09/22/2023 | GREENWICH, CT | |
B | 04/11/2008 - 09/22/2023 | GREENWICH, CT | |
IA | 08/28/2001 - 07/16/2007 | GREENWICH, CT | |
B | 03/30/2001 - 07/16/2007 | GREENWICH, CT |
GREENWICH, CT
04/11/2008 - 09/22/2023
GREENWICH, CT
04/11/2008 - 09/22/2023
GREENWICH, CT
03/30/2001 - 07/16/2007
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.