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Detailed Report
ZACHARY SCOT PARKER
CRD#: 4334739
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3535 GRANDVIEW PARKWAY
SUITE 500
Birmingham, AL 35243
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2006 (5 years)2 FIRMS2006 - 2024 (18 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 6/14/2024
B
Nebraska 6/14/2024
IA
Alabama 6/14/2024
IA
Nebraska 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3535 GRANDVIEW PARKWAY SUITE 500, Birmingham, AL 35243
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
3535 GRANDVIEW PARKWAY SUITE 500, Birmingham, AL 35243
Registered with this firm since 6/14/2024
Previous Registration(s)
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IA
 02/14/2006 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) BIRMINGHAM, AL
B
 01/13/2006 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) Birmingham, AL
IA
 03/23/2001 - 01/26/2006 ESI FINANCIAL ADVISORS (CRD#:265) LNCOLN, NE
B
 01/23/2001 - 01/26/2006 EQUITY SERVICES, INC. (CRD#:265) MONTPELIER, VT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.