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Detailed Report
KENNETH R MCINTOSH
CRD#: 4333096
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1780 HUGHES LANDING BLVD
THE WOODLANDS, TX 77380
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - Present (24 years)
License(s)

State Registrations

B
Alabama 12/6/2021
B
Montana 11/30/2020
B
Alaska 7/6/2021
B
Nevada 1/22/2014
B
Arizona 5/17/2005
B
New Jersey 1/18/2005
B
Arkansas 1/18/2005
B
New Mexico 4/13/2023
B
California 5/4/2001
B
New York 3/27/2001
B
Colorado 1/18/2005
B
North Carolina 1/19/2005
B
Connecticut 8/23/2007
B
Ohio 2/25/2013
B
District of Columbia 2/22/2013
B
Oklahoma 6/15/2022
B
Florida 1/18/2005
B
Oregon 8/4/2020
B
Georgia 1/18/2005
B
Pennsylvania 9/5/2017
B
Idaho 10/31/2011
B
Rhode Island 6/15/2022
B
Illinois 4/1/2004
B
South Carolina 3/14/2018
B
Indiana 8/8/2016
B
Tennessee 9/23/2021
B
Kansas 6/15/2022
B
Texas 3/27/2001
B
Louisiana 7/13/2012
IA
Texas 3/27/2001
B
Maryland 5/25/2001
B
Utah 3/16/2018
B
Massachusetts 10/10/2017
B
Virginia 1/18/2005
B
Michigan 3/27/2001
B
Washington 11/14/2012
B
Missouri 8/18/2014

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1780 HUGHES LANDING BLVD, THE WOODLANDS, TX 77380
Registered with this firm since 3/27/2001
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1780 HUGHES LANDING BLVD, THE WOODLANDS, TX 77380
Registered with this firm since 3/7/2001
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.