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Detailed Report
STEPHEN PATRICK BENEVENTO
CRD#: 4333088
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 63 CEDAR AVENUE
SUITE 11
EAST GREENWICH, RI 02818
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - 2024 (12 years)2 FIRMS2024 - Present (1 year)BAXA ADVISORS, LLC (CRD# 6627)2006 - 2010 (3 years)BAXA ADVISORS, LLC (CRD# 6627)2001 - 2006 (5 years)
License(s)

State Registrations

B
Connecticut 2/15/2024
B
New York 2/15/2024
IA
Connecticut 1/22/2025
IA
New York 1/22/2025
B
Florida 2/15/2024
B
Rhode Island 2/5/2024
IA
Florida 1/23/2025
IA
Rhode Island 2/5/2024
B
Massachusetts 2/15/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
63 CEDAR AVENUE SUITE 11, EAST GREENWICH, RI 02818
Registered with this firm since 2/5/2024
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
63 CEDAR AVENUE SUITE 11, EAST GREENWICH, RI 02818
Registered with this firm since 2/5/2024
Previous Registration(s)
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IA
 06/02/2011 - 01/31/2024 LPL FINANCIAL LLC (CRD#:6413) BOSTON, MA
B
 05/27/2011 - 01/31/2024 LPL FINANCIAL LLC (CRD#:6413) BOSTON, MA
IA
 12/23/2010 - 02/28/2011 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 05/10/2010 - 02/25/2011 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) HOLBROOK, NY
B
 09/26/2006 - 02/25/2010 AXA ADVISORS, LLC (CRD#:6627) MELVILLE, NY
B
 03/15/2001 - 09/07/2006 AXA ADVISORS, LLC (CRD#:6627) MELVILLE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.