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Detailed Report
ANDREW MICHAEL JONES
CRD#: 4332736
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Sun Valley, ID
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - Present (9 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2001 - 2011 (10 years)IAALLIANCEBERNSTEIN L.P. (CRD# 108477)2006 - 2011 (4 years)
License(s)

State Registrations

B
Arizona 11/20/2024
B
Minnesota 12/8/2020
B
California 11/13/2015
B
Montana 9/10/2020
IA
California 11/13/2015
B
Nevada 11/16/2015
B
Colorado 5/7/2018
B
New Jersey 11/13/2015
B
Delaware 4/20/2023
B
New York 11/13/2015
B
Florida 11/13/2015
B
North Carolina 1/10/2020
B
Georgia 2/16/2022
B
South Carolina 8/8/2024
B
Hawaii 4/27/2023
B
Tennessee 3/15/2021
B
Idaho 11/13/2015
B
Texas 11/13/2015
IA
Idaho 1/15/2021
IA
Texas 11/13/2015
B
Illinois 11/13/2015
B
Virginia 12/13/2019
B
Massachusetts 2/27/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Sun Valley, ID
Registered with this firm since 11/13/2015
B
MORGAN STANLEY (CRD#:149777)
Sun Valley, ID
Registered with this firm since 11/13/2015
Previous Registration(s)
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IA
 06/22/2011 - 12/08/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN DIEGO, CA
B
 07/28/2011 - 12/08/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) SAN DIEGO, CA
IA
 11/14/2006 - 05/26/2011 ALLIANCEBERNSTEIN L.P. (CRD#:108477) SAN DIEGO, CA
B
 05/22/2001 - 05/26/2011 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.