Individual Firm
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BRYCE STEVEN MCCONNELL
-BRYCE STEVEN MCCONNELL, BRYCE STEVEN MCCONNELL
CRD#: 4332555
IA
B
MORGAN STANLEYCRD#: 149777 1101 5th AVENUE
SUITE 275
SAN RAFAEL, CA 94901
SUITE 275
SAN RAFAEL, CA 94901
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Arizona 9/1/2016
B
Nevada 10/4/2023
B
California 9/1/2016
B
New Hampshire 4/14/2023
IA
California 9/1/2016
B
New Jersey 9/1/2016
B
Colorado 2/10/2023
B
New York 9/1/2016
B
Florida 11/25/2020
B
North Carolina 10/6/2020
B
Hawaii 5/31/2017
B
Oregon 9/1/2016
B
Illinois 9/1/2016
B
Pennsylvania 5/31/2017
B
Louisiana 9/1/2016
B
Texas 9/1/2016
B
Maryland 9/1/2016
IA
Texas 9/1/2016
B
Michigan 9/1/2016
B
Virginia 12/13/2023
B
Minnesota 4/26/2024
B
Washington 9/1/2016
B
Montana 5/29/2019
B
Wyoming 5/31/2017
B
Nebraska 5/31/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/1/2016
B
Registered with this firm since 9/1/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 09/08/2016 | MILL VALLEY, CA | |
B | 10/23/2009 - 09/08/2016 | MILL VALLEY, CA | |
IA | 12/15/2004 - 10/23/2009 | SAN FRANCISCO, CA | |
B | 12/15/2004 - 10/23/2009 | SAN FRANCISCO, CA | |
IA | 03/01/2004 - 12/16/2004 | SAN FRANCISCO, CA | |
B | 03/01/2004 - 12/16/2004 | MINNEAPOLIS, MN | |
IA | 07/25/2001 - 03/05/2004 | SAN FRANCISCO, CA | |
B | 03/05/2001 - 03/05/2004 | PURCHASE, NY |
MILL VALLEY, CA
10/23/2009 - 09/08/2016
MILL VALLEY, CA
10/23/2009 - 09/08/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.