Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KEITH PAUL DUET
CRD#: 4332322
IA
Investment Adviser
ADVISORY SERVICES NETWORKCRD#: 146051 618 E. RUTLAND STREET
COVINGTON, LA 70433
Registration History
20062008201020122014201620182020202220242026IAADVISORY SERVICES NETWORK (CRD# 146051)2013 - Present (11 years)IAASSET PLANNING SERVICES INC (CRD# 104715)2006 - 2013 (7 years)
License(s)

State Registrations

IA
Louisiana 10/15/2013
IA
Texas 10/15/2013
IA
New Hampshire 10/19/2020
Current Registration(s)
IA
ADVISORY SERVICES NETWORK (CRD#:146051)
618 E. RUTLAND STREET, COVINGTON, LA 70433
Registered with this firm since 10/15/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/02/2006 - 10/14/2013 ASSET PLANNING SERVICES INC (CRD#:104715) COVINGTON, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.