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Detailed Report
MICHAEL STEPHEN SCIALLA
CRD#: 4331427
IA
Investment Adviser
B
Broker
STEPHENSCRD#: 3496 CASTLE ROCK, CO
Registration History
2002200420062008201020122014201620182020202220242026IASTEPHENS (CRD# 3496)2024 - Present (1 year)BSTEPHENS (CRD# 3496)2022 - Present (2 years)BSTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2010 - 2022 (12 years)BTHOMAS WEISEL PARTNERS LLC (CRD# 46237)2008 - 2010 (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2001 - 2007 (6 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2006 - 2007 (1 year)
License(s)

State Registrations

B
Arkansas 11/16/2022
IA
Colorado 1/8/2024
B
Colorado 11/16/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STEPHENS (CRD#:3496)
CASTLE ROCK, CO
Registered with this firm since 1/8/2024
B
STEPHENS (CRD#:3496)
CASTLE ROCK, CO
Registered with this firm since 11/16/2022
Previous Registration(s)
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B
 07/10/2010 - 09/16/2022 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) DENVER, CO
B
 01/03/2008 - 07/20/2010 THOMAS WEISEL PARTNERS LLC (CRD#:46237) DENVER, CO
IA
 03/21/2006 - 12/03/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 02/05/2001 - 12/03/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.