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Detailed Report
VAN CONSTANTINE PAPPAS
CRD#: 4330560
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 35 Old Canton Street
Alpharetta, GA 30009
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 35 Old Canton Street
ALPHARETTA, GA 30009
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - Present (8 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2015 - Present (9 years)BRESOURCE HORIZONS GROUP LLC (CRD# 104368)2008 - 2012 (3 years)BWOODSTOCK FINANCIAL GROUP, INC. (CRD# 38095)2008 - 2008 (<1 year)BJEFFERSON PILOT SECURITIES COR... (CRD# 3870)2001 - 2008 (7 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2015 - 2016 (1 year)IARESOURCE HORIZONS INVESTMENT A... (CRD# 143384)2012 - 2012 (<1 year)
Disclosure(s)
View By:
9/8/2015
Employment Separation After Allegations
License(s)

State Registrations

B
California 4/12/2019
B
North Carolina 9/15/2015
B
Colorado 8/22/2023
B
Ohio 10/1/2015
B
Florida 12/15/2017
B
South Carolina 9/15/2015
B
Georgia 9/15/2015
B
Tennessee 9/25/2023
IA
Georgia 4/27/2016
B
Virginia 9/15/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
35 Old Canton Street, Alpharetta, GA 30009
CHAMBLEE, GA
Registered with this firm since 4/27/2016
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
35 Old Canton Street, ALPHARETTA, GA 30009
3060 Peachtree Rd. R24 One Buckhead Plaza, Atlanta, GA 30305
Registered with this firm since 9/15/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/17/2015 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) AUSTIN, TX
IA
 07/17/2012 - 09/08/2015 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) ALPHARETTA, GA
B
 07/13/2012 - 09/08/2015 INVESTACORP, INC. (CRD#:7684) ALPHARETTA, GA
IA
 01/30/2012 - 07/11/2012 RESOURCE HORIZONS INVESTMENT ADVISORY, INC. (CRD#:143384) ATLANTA, GA
B
 09/19/2008 - 07/11/2012 RESOURCE HORIZONS GROUP LLC (CRD#:104368) ATLANTA, GA
B
 02/21/2008 - 09/25/2008 WOODSTOCK FINANCIAL GROUP, INC. (CRD#:38095) ATLANTA, GA
B
 03/09/2001 - 03/03/2008 JEFFERSON PILOT SECURITIES CORPORATION (CRD#:3870) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.