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Jacob Williams
Jacob Gideon Grossman, Jacob Allen Williams
CRD#: 4330553
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Investment Adviser
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Previous Broker
WILLIAMS & NOVAK WEALTH MANAGEMENT, LLCCRD#: 324173 Homer, AK
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - 2023 (<1 year)2 FIRMS2019 - 2023 (4 years)IAWILLIAMS & NOVAK WEALTH MANAGE... (CRD# 324173)2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2001 - 2019 (17 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2019 (12 years)
Disclosure(s)
View By:
1/26/2009
Customer Dispute
Settled
4/21/2008
Customer Dispute
Settled
License(s)

State Registrations

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Alaska 12/11/2023

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Missouri 11/28/2023

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California 8/10/2023

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Texas 10/12/2023

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Louisiana 10/13/2023

Current Registration(s)
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WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC (CRD#:324173)
Homer, AK
Registered with this firm since 8/10/2023

Previous Registration(s)
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05/31/2023 - 11/28/2023 DYNAMIC WEALTH ADVISORS (CRD#:151367) Westgate Village, CA
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03/22/2019 - 06/01/2023 WESTERN INTERNATIONAL SECURITIES (CRD#:39262) Pasadena, CA
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03/22/2019 - 06/01/2023 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) Pasadena, CA
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04/28/2023 - 04/28/2023 DYNAMIC WEALTH ADVISORS (CRD#:151367) PHOENIX, AZ
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10/02/2006 - 03/12/2019 CHARLES SCHWAB & CO., INC. (CRD#:5393) Pasadena, CA
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05/15/2001 - 03/12/2019 CHARLES SCHWAB & CO., INC. (CRD#:5393) Pasadena, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.