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JAMES LOWELL ADAMS
JAMES LOWELL ADAMS III, JIM LOWELL ADAMS, JIM ADAMS
CRD#: 4330473
IA
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MORGAN STANLEYCRD#: 149777 4050 West Boy Scout Boulevard
Tampa, FL 33607
Tampa, FL 33607
0
Disclosures
20
Years of Experience
View By:
State Registrations
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Alabama 3/9/2023
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Nebraska 3/9/2023
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Alaska 7/28/2023
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Nevada 9/5/2023
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Arizona 3/9/2023
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New Hampshire 3/9/2023
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Arkansas 3/9/2023
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New Jersey 3/9/2023
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California 3/9/2023
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New Mexico 3/9/2023
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Colorado 3/9/2023
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New York 3/9/2023
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Connecticut 3/9/2023
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North Carolina 9/5/2023
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Delaware 3/9/2023
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North Dakota 3/9/2023
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District of Columbia 3/9/2023
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Ohio 3/9/2023
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Florida 3/9/2023
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Oklahoma 3/9/2023
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Florida 9/5/2023
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Oregon 7/5/2023
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Georgia 3/9/2023
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Pennsylvania 9/5/2023
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Hawaii 3/9/2023
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Puerto Rico 3/9/2023
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Idaho 3/9/2023
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Rhode Island 3/9/2023
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Illinois 3/9/2023
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South Carolina 3/9/2023
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Indiana 3/9/2023
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South Dakota 3/9/2023
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Iowa 3/9/2023
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Tennessee 3/9/2023
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Kansas 3/9/2023
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Texas 3/9/2023
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Kentucky 3/9/2023
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Texas 10/2/2023
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Louisiana 3/9/2023
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Utah 3/20/2023
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Maine 3/9/2023
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Vermont 3/9/2023
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Maryland 3/9/2023
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Virgin Islands 3/9/2023
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Massachusetts 4/25/2023
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Virginia 4/26/2023
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Michigan 3/9/2023
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Washington 3/9/2023
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Minnesota 3/9/2023
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West Virginia 9/5/2023
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Mississippi 3/9/2023
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Wisconsin 3/9/2023
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Missouri 3/9/2023
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Wyoming 3/9/2023
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Montana 3/9/2023
SRO Registrations
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Registered with this firm since 9/5/2023
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Registered with this firm since 3/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/29/2016 - 09/05/2023 | TEMPLE TERRACE, FL | |
B | 03/15/2016 - 09/05/2023 | Temple Terrace, FL | |
IA | 08/27/2014 - 10/30/2014 | TAMPA, FL | |
B | 07/31/2014 - 10/30/2014 | TAMPA, FL | |
B | 09/19/2007 - 06/26/2014 | TAMPA, FL | |
B | 12/06/2005 - 02/14/2006 | TALLAHASSEE, FL | |
B | 12/06/2005 - 02/14/2006 | TALLAHASSEE, FL | |
B | 09/27/2004 - 12/31/2005 | SOMERSET, NJ | |
B | 12/06/2001 - 10/30/2003 | ST. PETERSBURG, FL | |
B | 01/19/2001 - 12/11/2001 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.