Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
RUSSELL EARL STABLEY
CRD#: 432995
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 200 SW First Avenue
SUITE 900
FT. LAUDERDALE, FL 33301
Registration History
197519801985199019952000200520102015202020252 FIRMS2003 - 2005 (1 year)2 FIRMS2005 - Present (20 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1977 - 2003 (25 years)BBACHE HALSEY STUART INC. (CRD# 7238)1976 - 1977 (1 year)BBACHE & CO INCORPORATED (CRD# 7058)1976 - 1976 (<1 year)BBACHE & CO., INCORPORATED (CRD# 66)1973 - 1976 (3 years)BPAINE, WEBBER, JACKSON & CURTI... (CRD# 640)1972 - 1973 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 2003 (6 years)
License(s)

State Registrations

B
Alabama 2/18/2005
B
Massachusetts 7/7/2021
B
California 2/18/2005
B
Michigan 2/18/2005
B
Connecticut 2/18/2005
B
Minnesota 5/20/2019
B
Delaware 6/27/2017
B
Missouri 2/18/2005
B
District of Columbia 1/16/2020
B
New Jersey 2/18/2005
B
Florida 2/18/2005
B
New Mexico 5/21/2013
IA
Florida 3/2/2005
B
New York 2/18/2005
B
Georgia 2/18/2005
B
North Carolina 2/18/2005
IA
Georgia 12/8/2020
B
Ohio 2/18/2005
B
Hawaii 6/15/2005
B
Pennsylvania 2/18/2005
B
Illinois 2/18/2005
B
South Carolina 2/18/2005
B
Indiana 2/18/2005
B
Tennessee 2/18/2005
B
Kentucky 10/21/2009
B
Texas 2/18/2005
B
Louisiana 5/20/2019
IA
Texas 5/8/2017
B
Maryland 2/18/2005
B
Virginia 2/18/2005

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
200 SW First Avenue SUITE 900, FT. LAUDERDALE, FL 33301
Hartwell, GA
Registered with this firm since 3/2/2005
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
200 SW First Avenue SUITE 900, FT. LAUDERDALE, FL 33301
Hartwell, GA
Registered with this firm since 2/18/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/01/2003 - 02/18/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) FORT LAUDERDALE, FL
B
 07/01/2003 - 02/18/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 01/03/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) FORT LAUDERDALE, FL
B
 09/16/1977 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 08/27/1976 - 09/16/1977 BACHE HALSEY STUART INC. (CRD#:7238)
B
 02/27/1976 - 08/27/1976 BACHE & CO INCORPORATED (CRD#:7058)
B
 01/19/1973 - 02/27/1976 BACHE & CO., INCORPORATED (CRD#:66)
B
 01/10/1972 - 01/13/1973 PAINE, WEBBER, JACKSON & CURTIS INCORPORATED (CRD#:640)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.