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Detailed Report
LOUIS MILLETT HOLTZ
CRD#: 4329938
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Investment Adviser
RICE HALL JAMES & ASSOCIATES LLCCRD#: 125410 300 N. Lake Ave., Suite 929
Pasadena, CA 91101
Registration History
20062008201020122014201620182020202220242026IARICE HALL JAMES & ASSOCIATES LLC (CRD# 125410)2011 - Present (13 years)IAENGEMANN ASSET MANAGEMENT (CRD# 105158)2005 - 2008 (3 years)
License(s)

State Registrations

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California 5/18/2011
Current Registration(s)
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RICE HALL JAMES & ASSOCIATES LLC (CRD#:125410)
300 N. Lake Ave., Suite 929, Pasadena, CA 91101
Registered with this firm since 5/18/2011
Previous Registration(s)
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 03/29/2005 - 10/02/2008 ENGEMANN ASSET MANAGEMENT (CRD#:105158) PASADENA, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.