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DAVIA NINA SWEENEY
DAVIA NINA GLICKSMAN, DAVIA NINA TYSH
CRD#: 4329629
IA
Investment Adviser
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Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 191 American Blvd
Suite 205
Westlake, OH 44145
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 191 American Blvd
Suite 205
Westlake, OH 44145
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - 2014 (3 years)2 FIRMS2014 - Present (10 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2009 - 2009 (<1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2005 (4 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2005 (2 years)
License(s)

State Registrations

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California 1/2/2015

B
Michigan 1/2/2015

B
Colorado 1/4/2016

B
Nevada 4/3/2018

B
Delaware 1/4/2016

B
New York 1/4/2016

B
Florida 2/24/2014

B
North Carolina 1/8/2016

B
Illinois 8/15/2023

B
Ohio 2/24/2014

B
Indiana 6/30/2021

IA
Ohio 3/4/2014

B
Kentucky 1/4/2016

B
Oregon 10/12/2016

B
Maryland 2/17/2021

B
South Carolina 1/2/2015

B
Massachusetts 12/4/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
191 American Blvd Suite 205, Westlake, OH 44145
Registered with this firm since 3/4/2014

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RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
191 American Blvd Suite 205, Westlake, OH 44145
Registered with this firm since 2/24/2014

Previous Registration(s)
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07/12/2010 - 02/27/2014 MORGAN STANLEY (CRD#:149777) PEPPER PIKE, OH
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07/12/2010 - 02/27/2014 MORGAN STANLEY (CRD#:149777) PEPPER PIKE, OH
B
03/24/2009 - 07/15/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BEACHWOOD, OH
IA
01/14/2003 - 09/02/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) BEACHWOOD, OH
B
05/30/2001 - 09/02/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.