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MICHAEL PAUL ZAPPIER
CRD#: 4329223
IA
Investment Adviser
B
Broker
NEWBRIDGE FINANCIAL SERVICES GROUP, INC.CRD#: 130814 FLUSHING, NY
NEWBRIDGE SECURITIES CORPORATIONCRD#: 104065 FLUSHING, NY
Registration History
2002200420062008201020122014201620182020202220242026IANEWBRIDGE FINANCIAL SERVICES G... (CRD# 130814)2015 - Present (9 years)BNEWBRIDGE SECURITIES CORPORATION (CRD# 104065)2008 - Present (16 years)BLADENBURG THALMANN & CO. INC. (CRD# 505)2002 - 2008 (5 years)BLADENBURG CAPITAL MANAGEMENT INC. (CRD# 14623)2001 - 2002 (1 year)
Disclosure(s)
View By:
2/4/2010
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alaska 7/9/2008

B
New Jersey 3/16/2009

B
California 5/2/2008

B
New York 5/2/2008

B
Colorado 5/2/2008

IA
New York 4/1/2021

B
Connecticut 5/2/2008

B
North Carolina 5/2/2008

B
Florida 5/2/2008

B
Oregon 9/23/2020

IA
Florida 3/26/2015

B
Pennsylvania 5/2/2008

B
Illinois 5/2/2008

B
South Carolina 1/9/2023

B
Kansas 9/2/2020

B
Texas 5/2/2008

B
Massachusetts 5/2/2008

IA
Texas 1/7/2019

B
Michigan 2/9/2017

B
Washington 9/19/2017

B
Minnesota 2/3/2020

B
West Virginia 6/5/2012

B
Missouri 3/25/2009

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. (CRD#:130814)
FLUSHING, NY
Registered with this firm since 3/26/2015

B
NEWBRIDGE SECURITIES CORPORATION (CRD#:104065)
FLUSHING, NY
Registered with this firm since 5/2/2008

Previous Registration(s)
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B
11/20/2002 - 05/13/2008 LADENBURG THALMANN & CO. INC. (CRD#:505) NEW YORK, NY
B
01/16/2001 - 11/20/2002 LADENBURG CAPITAL MANAGEMENT INC. (CRD#:14623) BETHPAGE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.