Individual Firm
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KALE OLSON
CRD#: 4328394
IA
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 79 Woodfin Place
Suite 100
Asheville, NC 28801
Suite 100
Asheville, NC 28801
View By:
4/1/2009
Customer Dispute
Denied
State Registrations
B
Alaska 10/18/2019
B
Montana 10/18/2019
B
Arizona 10/18/2019
B
New Jersey 10/18/2019
B
Arkansas 10/18/2019
B
New Mexico 9/2/2021
B
California 10/18/2019
B
New York 2/20/2020
B
Colorado 10/18/2019
B
North Carolina 10/18/2019
B
Connecticut 10/18/2019
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North Carolina 10/18/2019
B
Florida 10/18/2019
B
Ohio 10/18/2019
B
Georgia 10/18/2019
B
Oregon 1/9/2020
B
Illinois 10/18/2019
B
Pennsylvania 11/19/2021
B
Indiana 11/27/2019
B
South Carolina 10/18/2019
B
Kentucky 7/31/2020
B
Tennessee 10/18/2019
B
Louisiana 10/18/2019
B
Texas 7/28/2022
B
Maine 10/18/2019
B
Utah 1/29/2024
B
Massachusetts 10/18/2019
B
Virginia 10/18/2019
B
Michigan 10/18/2019
B
Washington 10/18/2019
B
Minnesota 2/3/2025
B
Wisconsin 10/18/2019
B
Missouri 5/30/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/18/2019
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Registered with this firm since 10/18/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/27/2018 - 10/18/2019 | ASHEVILLE, NC | |
B | 05/29/2018 - 10/18/2019 | ASHEVILLE, NC | |
IA | 03/17/2009 - 05/30/2018 | ASHEVILLE, NC | |
B | 03/17/2009 - 05/30/2018 | ASHEVILLE, NC | |
IA | 11/07/2008 - 03/16/2009 | ASHEVILLE, NC | |
B | 11/07/2008 - 03/16/2009 | ASHEVILLE, NC | |
IA | 03/21/2002 - 11/17/2008 | ASHVILLE, NC | |
B | 12/21/2001 - 11/17/2008 | ASHVILLE, NC | |
B | 04/20/2001 - 04/23/2002 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.