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Detailed Report
TREVOR WADE TURNER
CRD#: 4327921
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Investment Adviser
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Previous Broker
CBIZ INVESTMENT ADVISORY SERVICES, LLCCRD#: 286002 4722 North 24th Street
Suite 300
Phoenix, AZ 85016
Registration History
2002200420062008201020122014201620182020202220242026IACBIZ INVESTMENT ADVISORY SERVI... (CRD# 286002)2024 - Present (<1 year)BAMERITAS INVESTMENT CORP. (CRD# 14869)2019 - 2019 (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2018 - 2018 (<1 year)BSUNSTREET SECURITIES, LLC (CRD# 143211)2015 - 2016 (1 year)BMML DISTRIBUTORS, LLC (CRD# 38030)2013 - 2013 (<1 year)BHARTFORD SECURITIES DISTRIBUTI... (CRD# 37819)2011 - 2013 (1 year)BHARTFORD LIFE DISTRIBUTORS, LLC (CRD# 8326)2010 - 2011 (<1 year)BHARTFORD SECURITIES DISTRIBUTI... (CRD# 37819)2008 - 2010 (1 year)BING FINANCIAL ADVISERS, LLC (CRD# 34815)2006 - 2008 (1 year)BQUEST CAPITAL STRATEGIES, INC. (CRD# 16783)2004 - 2005 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2002 (1 year)BWADDELL & REED, INC. (CRD# 866)2001 - 2001 (<1 year)IAFORUSALL (CRD# 167241)2021 - 2022 (1 year)
Disclosure(s)
View By:
1/4/2019
Financial
Pending
9/27/2018
Financial
Final
License(s)

State Registrations

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Arizona 12/12/2024
Current Registration(s)
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CBIZ INVESTMENT ADVISORY SERVICES, LLC (CRD#:286002)
4722 North 24th Street Suite 300, Phoenix, AZ 85016
Registered with this firm since 12/12/2024
Previous Registration(s)
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 03/22/2021 - 03/15/2022 FORUSALL (CRD#:167241) Scottsdale, AZ
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 02/08/2019 - 10/08/2019 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
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 03/07/2018 - 12/20/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SCOTTSDALE, AZ
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 12/22/2015 - 12/17/2016 SUNSTREET SECURITIES, LLC (CRD#:143211) AVONDALE, AZ
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 01/02/2013 - 12/13/2013 MML DISTRIBUTORS, LLC (CRD#:38030) SPRINGFIELD, MA
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 02/25/2011 - 01/02/2013 HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (CRD#:37819) HARTFORD, CT
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 06/11/2010 - 02/25/2011 HARTFORD LIFE DISTRIBUTORS, LLC (CRD#:8326) PHOENIX, AZ
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 07/16/2008 - 06/11/2010 HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (CRD#:37819) PHOENIX, AZ
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 07/13/2006 - 06/18/2008 ING FINANCIAL ADVISERS, LLC (CRD#:34815) PHOENIX, AZ
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 11/03/2004 - 11/08/2005 QUEST CAPITAL STRATEGIES, INC. (CRD#:16783) LAGUNA HILLS, CA
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 04/24/2001 - 11/15/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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 01/23/2001 - 03/12/2001 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.