Individual Firm
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ROBERT PAUL DECARO
CRD#: 4327489
IA
B
LINCOLN INVESTMENTCRD#: 519 57 CEDAR STREET
WORCESTER, MA 01609
WORCESTER, MA 01609
0
Disclosures
20
Years of Experience
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State Registrations
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Connecticut 5/2/2012
B
New Hampshire 5/2/2012
B
Florida 5/2/2012
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New Hampshire 5/2/2012
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Florida 9/12/2024
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New Mexico 1/4/2021
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Hawaii 1/4/2019
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North Carolina 3/1/2024
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Indiana 1/3/2022
B
Ohio 2/29/2024
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Iowa 5/15/2018
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Rhode Island 5/2/2012
B
Massachusetts 5/2/2012
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South Carolina 5/2/2012
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Nevada 2/29/2024
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Vermont 6/30/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 5/2/2012
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Registered with this firm since 5/2/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/11/2009 - 04/30/2012 | WORCESTER, MA | |
B | 02/03/2009 - 04/30/2012 | WORCESTER, MA | |
IA | 04/18/2008 - 01/29/2009 | GREENSBORO, GA | |
B | 01/11/2007 - 01/29/2009 | MILLBURY, MA | |
B | 04/29/2005 - 01/08/2007 | DULUTH, GA | |
B | 01/17/2001 - 04/24/2001 | FARMINGTON, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.