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MICHAEL H HOWARD COOPER
MICHAEL HOWARD COOPER
CRD#: 4327463
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 400 LINDEN OAKS
ROCHESTER, NY 14625
Registration History
2002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - Present (13 years)BMORGAN STANLEY SMITH BARNEY (CRD# 149777)2009 - 2012 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (8 years)
License(s)

State Registrations

B
Arizona 12/15/2011

B
New Hampshire 5/21/2021

B
California 12/15/2011

B
New Jersey 12/15/2011

B
Colorado 8/21/2020

B
New Mexico 12/15/2011

B
Connecticut 6/30/2015

B
New York 12/15/2011

B
Florida 12/15/2011

IA
New York 10/26/2021

IA
Florida 6/21/2023

B
North Carolina 12/15/2011

B
Georgia 4/4/2013

B
Ohio 5/20/2022

B
Illinois 12/15/2011

B
Oregon 8/24/2020

B
Indiana 1/17/2024

B
Pennsylvania 12/15/2011

B
Kentucky 10/26/2023

B
South Carolina 7/10/2019

B
Maryland 12/15/2011

IA
Texas 3/3/2012

B
Massachusetts 7/19/2013

B
Vermont 12/15/2011

B
Michigan 9/14/2016

B
Washington 12/13/2017

B
Minnesota 9/30/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
400 LINDEN OAKS, ROCHESTER, NY 14625
FT Lauderdale, FL
Registered with this firm since 3/3/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
400 LINDEN OAKS, ROCHESTER, NY 14625
FT Lauderdale, FL
Registered with this firm since 12/15/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/01/2009 - 01/06/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ROCHESTER, NY
B
01/29/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ROCHESTER, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.