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Detailed Report
BRADY EDWARD NANCE
CRD#: 4326691
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 SIX CONCOURSE PARKWAY
SUITE 2600
ATLANTA, GA 30328-6104
Registration History
2002200420062008201020122014201620182020202220242026IAADVICE AND PLANNING SERVICES (CRD# 20472)2007 - Present (18 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2002 - Present (22 years)BE*TRADE SECURITIES, INCORPORATED (CRD# 29106)2001 - 2002 (<1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2001 - 2001 (<1 year)IAE*TRADE ADVISORY SERVICES, INC. (CRD# 111178)2002 - 2002 (<1 year)
Disclosure(s)
View By:
3/12/2019
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/22/2019
B
Michigan 7/13/2023
B
Arizona 2/25/2025
B
New Jersey 11/22/2021
B
California 2/2/2021
B
New Mexico 12/1/2023
B
Colorado 9/17/2019
B
New York 12/3/2018
B
Connecticut 9/10/2021
B
North Carolina 7/24/2014
B
Florida 1/4/2013
B
Ohio 12/3/2018
B
Georgia 1/23/2012
B
Pennsylvania 12/4/2023
IA
Georgia 1/31/2012
B
South Carolina 7/23/2014
B
Illinois 6/23/2017
B
Texas 9/20/2024
B
Indiana 8/16/2021
B
Utah 6/8/2012
B
Massachusetts 8/1/2013
B
Virginia 10/3/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
SIX CONCOURSE PARKWAY SUITE 2600, ATLANTA, GA 30328-6104
Roswell, GA
Registered with this firm since 4/6/2007
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
SIX CONCOURSE PARKWAY SUITE 2600, ATLANTA, GA 30328-6104
Roswell, GA
Registered with this firm since 10/18/2002
Previous Registration(s)
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B
 08/28/2001 - 06/26/2002 E*TRADE SECURITIES, INCORPORATED (CRD#:29106) JERSEY CITY, NJ
IA
 05/30/2002 - 06/07/2002 E*TRADE ADVISORY SERVICES, INC. (CRD#:111178) WOODSTOCK, GA
B
 02/02/2001 - 06/13/2001 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.