Individual Firm
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KIMBERLY ANN LINEBERRY
KIMBERLY A OLIVE, KIMBERLY ANN OLIVE
CRD#: 4325599
IA
B
WELLS FARGO ADVISORSCRD#: 19616 975 S FEDERAL HWY
BOCA RATON, FL 33432
BOCA RATON, FL 33432
View By:
5/27/2015
Customer Dispute
Denied
State Registrations
B
Alabama 7/29/2021
B
New Jersey 10/12/2017
B
California 3/20/2009
B
New York 4/26/2019
B
Colorado 2/15/2024
B
North Carolina 3/20/2009
B
Connecticut 8/2/2024
B
Ohio 10/29/2021
B
Delaware 11/14/2016
B
Pennsylvania 12/11/2014
B
Florida 3/20/2009
B
Tennessee 9/22/2023
IA
Florida 3/27/2009
B
Texas 11/15/2023
B
Georgia 5/18/2020
IA
Texas 11/15/2023
B
Maryland 3/20/2009
B
Utah 10/10/2019
B
Massachusetts 4/26/2021
B
Virgin Islands 6/9/2014
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 3/27/2009
B
Registered with this firm since 3/20/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/19/2003 - 03/23/2009 | BOCA RATON, FL | |
B | 12/18/2003 - 03/23/2009 | BOCA RATON, FL | |
IA | 08/02/2001 - 12/19/2003 | FT. LAUDERDALE, FL | |
B | 08/01/2001 - 12/19/2003 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.