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Detailed Report
Joseph Seung Paik
JOE SEUNG PAIK
CRD#: 4324224
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 1 PRIMERICA PARKWAY
DULUTH, GA 30099-0001
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2013 (4 years)2 FIRMS2014 - 2020 (5 years)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2009 (8 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2009 (6 years)
License(s)

State Registrations

B
Georgia 3/6/2024
IA
Georgia 3/8/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
1 PRIMERICA PARKWAY, DULUTH, GA 30099-0001
Registered with this firm since 3/8/2024
B
PFS INVESTMENTS INC. (CRD#:10111)
1 PRIMERICA PARKWAY, DULUTH, GA 30099-0001
Registered with this firm since 3/6/2024
Previous Registration(s)
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IA
 09/20/2022 - 01/02/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) KINGSPORT, TN
B
 09/20/2022 - 01/02/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) KINGSPORT, TN
IA
 09/29/2020 - 07/30/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) Mineola, NY
B
 09/15/2020 - 07/30/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) Mineola, NY
IA
 10/06/2014 - 08/26/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW YORK, NY
B
 10/06/2014 - 08/26/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEW YORK, NY
IA
 06/11/2009 - 12/24/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) STAMFORD, CT
B
 06/11/2009 - 12/24/2013 UBS FINANCIAL SERVICES INC. (CRD#:8174) STAMFORD, CT
IA
 01/06/2003 - 06/15/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 06/01/2001 - 06/15/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.