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Detailed Report
KRISTOL MONIQUE LUKE
KRISTOL M. LUKE
CRD#: 4322461
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 2
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 MABLETON, GA
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - 2022 (6 years)2 FIRMS2023 - Present (2 years)BGOLDMAN, SACHS & CO. (CRD# 361)2003 - 2008 (5 years)BSUNTRUST SECURITIES, INC. (CRD# 17499)2003 - 2003 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2002 - 2002 (<1 year)BE*TRADE SECURITIES, INCORPORATED (CRD# 29106)2001 - 2002 (1 year)
License(s)

State Registrations

B
Georgia 1/18/2023
IA
Georgia 1/20/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
303 PEACHTREE ST, NE FL 2, ATLANTA, GA 30308
Registered with this firm since 1/20/2023
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
MABLETON, GA
303 PEACHTREE ST, NE FL 2 & 3, ATLANTA, GA 30308
Registered with this firm since 1/18/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/09/2016 - 03/01/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
B
 02/04/2016 - 03/01/2022 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
IA
 11/20/2012 - 02/05/2016 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
B
 11/19/2012 - 02/05/2016 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
IA
 11/12/2009 - 11/19/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 11/06/2009 - 11/19/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 11/06/2003 - 12/31/2008 GOLDMAN, SACHS & CO. (CRD#:361) NEW YORK, NY
B
 06/10/2003 - 11/04/2003 SUNTRUST SECURITIES, INC. (CRD#:17499) ATLANTA, GA
B
 09/26/2002 - 12/11/2002 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
B
 08/29/2001 - 08/22/2002 E*TRADE SECURITIES, INCORPORATED (CRD#:29106) JERSEY CITY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.