Individual Firm
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JAMIE NECOLE UPTON
JAMIE NECOLE REEVES
CRD#: 4319786
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 201 W WAUGH ST
FL 1
DALTON, GA 30720
FL 1
DALTON, GA 30720
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 201 W WAUGH ST
DALTON, GA 30720
DALTON, GA 30720
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 11/10/2021
B
Kansas 1/27/2022
B
Arizona 4/30/2024
B
Kentucky 1/27/2022
B
California 1/27/2022
B
Massachusetts 3/15/2023
B
Colorado 11/21/2022
B
New Jersey 1/27/2022
B
District of Columbia 1/12/2024
B
New York 1/27/2022
B
Florida 2/17/2021
B
North Carolina 1/27/2022
B
Georgia 2/17/2021
B
Ohio 1/27/2022
IA
Georgia 2/17/2021
B
South Carolina 1/27/2022
B
Illinois 1/26/2024
B
Tennessee 11/10/2021
B
Indiana 1/27/2022
B
Texas 1/27/2022
B
Iowa 1/27/2022
B
Wisconsin 11/21/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 04/16/2014 - 01/02/2018 | DALTON, GA | |
B | 03/07/2014 - 01/02/2018 | DALTON, GA | |
B | 08/15/2005 - 02/25/2014 | DALTON, GA | |
B | 07/07/2004 - 06/15/2005 | ST. LOUIS, MO | |
B | 08/20/2002 - 02/09/2004 | CHARLOTTE, NC | |
B | 04/12/2001 - 08/09/2002 | MEMPHIS, TN | |
B | 01/18/2001 - 04/12/2001 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.