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Detailed Report
KEVIN C BEAUDOIN
CRD#: 4319555
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 12930 S. West Bay Shore Drive
Traverse City, MI 49684
LPL FINANCIAL LLCCRD#: 6413 12930 SW BAY SHORE DR
TRAVERSE CITY, MI 49684
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BMORGAN STANLEY (CRD# 149777)2009 - 2015 (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2001 (<1 year)IAMORGAN STANLEY (CRD# 149777)2010 - 2015 (4 years)
License(s)

State Registrations

B
Arizona 9/23/2022
IA
Michigan 5/26/2015
B
California 9/23/2022
B
Minnesota 9/23/2022
B
Colorado 9/23/2022
B
New Jersey 9/23/2022
B
Connecticut 9/23/2022
B
New York 9/23/2022
B
District of Columbia 9/23/2022
B
Pennsylvania 10/4/2022
B
Florida 5/22/2015
B
Tennessee 9/23/2022
B
Georgia 1/24/2020
IA
Texas 5/22/2015
B
Illinois 10/4/2022
B
Wisconsin 9/23/2022
B
Michigan 5/22/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
12930 S. West Bay Shore Drive, Traverse City, MI 49684
Registered with this firm since 5/22/2015
B
LPL FINANCIAL LLC (CRD#:6413)
12930 SW BAY SHORE DR, TRAVERSE CITY, MI 49684
Registered with this firm since 5/22/2015
Previous Registration(s)
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IA
 11/04/2010 - 05/28/2015 MORGAN STANLEY (CRD#:149777) TRAVERSE CITY, MI
B
 06/01/2009 - 05/28/2015 MORGAN STANLEY (CRD#:149777) TRAVERSE CITY, MI
B
 12/07/2001 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TRAVERSE CITY, MI
B
 02/09/2001 - 12/12/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.