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Detailed Report
KERRI AMANDA BAGGARLEY KANOY
KERRI AMANDA BAGGARLEY, KERRI AMANDA JOHNSON, KERRI AMANDA BAGGARLEY JOHNSON, KERRI KANOY
CRD#: 4319341
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 STEPHENSON AVE
STE 301
SAVANNAH, GA 31405
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2003 - 2016 (12 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2004 - 2016 (11 years)
License(s)

State Registrations

B
Alabama 5/5/2016
B
New Jersey 3/6/2024
B
Arizona 7/15/2019
B
New York 4/21/2022
B
California 5/5/2016
B
North Carolina 5/9/2016
B
Colorado 12/8/2022
B
Ohio 5/5/2016
B
Florida 5/5/2016
B
Pennsylvania 5/5/2016
B
Georgia 5/5/2016
B
Puerto Rico 11/10/2016
IA
Georgia 5/6/2016
B
South Carolina 5/5/2016
B
Hawaii 2/22/2021
B
Tennessee 5/5/2016
B
Kansas 1/27/2023
B
Texas 5/5/2016
B
Maryland 5/5/2016
IA
Texas 5/6/2016
B
Massachusetts 1/3/2025
B
Utah 4/19/2024
B
Michigan 11/1/2016
B
Virginia 5/5/2016
B
Mississippi 4/19/2024
B
Washington 4/19/2024
B
Missouri 5/5/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
Registered with this firm since 5/6/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 STEPHENSON AVE STE 301, SAVANNAH, GA 31405
Registered with this firm since 5/5/2016
Previous Registration(s)
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IA
 03/05/2004 - 01/13/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) SAVANNAH, GA
B
 05/01/2003 - 01/13/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) SAVANNAH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.