Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
TIARA MATIAS GENTRY
TIARA M GENTRY, TIARA MATIAS
CRD#: 4319163
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 55 South Lake Avenue Pasadena Towers - Tower II
Suite 700
Pasadena, CA 91101
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alaska 3/26/2024
B
Montana 3/26/2024
B
Arizona 6/1/2009
B
Nebraska 3/26/2024
B
Arkansas 3/26/2024
B
Nevada 8/3/2011
B
California 6/1/2009
B
New Jersey 10/23/2012
IA
California 6/1/2009
B
New Mexico 4/18/2023
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 4/25/2017
B
North Carolina 6/1/2009
B
Delaware 1/27/2017
B
Ohio 3/27/2024
B
District of Columbia 7/6/2011
B
Oklahoma 3/26/2024
B
Florida 6/1/2009
B
Oregon 11/22/2019
B
Georgia 6/6/2017
B
Pennsylvania 8/29/2012
B
Hawaii 6/1/2009
B
Rhode Island 7/12/2024
B
Idaho 9/18/2020
B
South Carolina 12/16/2013
B
Illinois 6/1/2009
B
South Dakota 3/26/2024
B
Indiana 8/3/2011
B
Tennessee 6/1/2009
B
Kansas 4/4/2023
B
Texas 6/1/2009
B
Kentucky 3/26/2024
IA
Texas 6/1/2009
B
Maine 5/4/2011
B
Utah 7/6/2011
B
Maryland 6/1/2009
B
Virginia 6/1/2009
B
Massachusetts 6/1/2009
B
Washington 6/1/2009
B
Michigan 9/9/2019
B
West Virginia 7/17/2018
B
Minnesota 6/29/2009
B
Wisconsin 3/26/2024
B
Mississippi 3/26/2024
B
Wyoming 11/12/2021
B
Missouri 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
55 South Lake Avenue Pasadena Towers - Tower II Suite 700, Pasadena, CA 91101
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/27/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PASADENA, CA
B
 04/24/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) PASADENA, CA
IA
 11/19/2008 - 04/29/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 10/22/2008 - 04/29/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.